Executive Space

Criminal Compliance: Transform a requirement into a competitive advantage.

Written by Pío Iglesias | Apr 14, 2025 11:58:40 AM

Criminal compliance has evolved from a mere regulatory obligation into a key differentiator in business strategy. In an environment where corporate responsibility is paramount, implementing a robust criminal prevention system not only safeguards the company but also enhances its competitiveness and reputation.

The significance of criminal compliance in business

Since the amendment of the Spanish Criminal Code in 2015 (Organic Law 1/2015), companies can be held criminally liable for offenses committed for their benefit, whether by executives or employees. This underscores the necessity of implementing criminal compliance programs to mitigate legal and reputational risks.

However, relying solely on law firms or large consultancies may not always suffice. The State Attorney General's Office, in its Circular 1/2016, advocates for an integrated approach that merges legal counsel with a strategic business vision.

 

The role of the Advisory Counsel in Criminal Compliance

For criminal compliance to be truly effective, it's essential to engage professionals who not only master the regulations but also comprehend the intricacies of the business. At Servitalent, we offer the placement of Advisory Counsels in Criminal Compliance, professionals with extensive experience in both legal and senior management fields. Their role extends beyond mere regulatory adherence, integrating compliance into the business strategy to optimize management and streamline operations.

Key functions of an Advisory Counsel in Criminal Compliance:

  1. Criminal risk assessment: Identifying vulnerabilities in accordance with Article 31 bis of the Criminal Code, with a detailed analysis of risk exposure.

  2. Design and implementation of a Regulatory Compliance Plan: Creating an annual Action Plan, aligned with the State Attorney General's Circular 1/2016, with specific measures to mitigate risks.
  3. Supervision and continuous improvement: 

    • Implementing internal reporting protocols as per Law 2/2023 on Whistleblower Protection.
    • Providing training to executives and employees on criminal compliance and ethical culture.
    • Conducting periodic reviews to adapt compliance policies to evolving regulatory and business landscapes.


Strategic benefits of Criminal Compliance

Beyond avoiding penalties, a solid criminal compliance program yields tangible competitive advantages:

  • Legal and reputational protection: Preventing penalties and reducing the risk of internal fraud.
  • Operational efficiency: Implementing UNE 19601, the standard for criminal compliance management systems, to enhance internal controls and processes.
  • Talent attraction and retention: A company with strong ethical values fosters trust and commitment within its team.
  • Enhanced trust from investors and clients: A robust compliance model reinforces corporate credibility and facilitates new business opportunities.

 

Key strategies to strengthen criminal compliance in your company

To optimize your organization's Criminal Compliance strategy, consider these aspects:

  1. Conduct a risk assessment: Evaluate vulnerable areas and define specific preventive measures.

  2. Design an effective action plan: Ensure the Criminal Compliance program aligns with the business strategy and isn't merely a reference document.

  3. Train your team: Continuous training in ethics and criminal prevention is crucial to ensure day-to-day compliance.

  4. Implement secure reporting channels: Ensure a reliable and anonymous system to report potential irregularities.

  5. Ensure constant supervision: Regularly review and adjust compliance policies to adapt to legal and corporate changes.

Servitalent's commitment to Criminal Compliance

At Servitalent, we assist companies in strengthening their compliance structure by selecting Advisory Counsels specializing in Criminal Compliance. We provide experts who not only ensure regulatory compliance but also add strategic value to the organization.

A well-crafted criminal compliance program not only shields the company from legal risks but also enhances its long-term competitiveness and sustainability.

 
Do you need to reinforce your Criminal Compliance strategy?